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Self-regulatory organizations
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#	Item
551	CB[removed]) Sean M. Downey Senior Director and Associate General Counsel Legal Department September 19, 2013 Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2013-09-23 04:02:52 Self-regulatory organizations Clearing house Securities Financial markets Derivative Over-the-counter Securities and Futures Commission Chicago Mercantile Exchange Clearing Financial economics Finance Financial system
552	Operational Clearing Procedures for Options Trading Exchange Participants Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2009-12-03 02:08:51 Finance Clearing Demat account Exercise Payment systems Self-regulatory organizations Central Securities Depositories Financial economics Securities Financial system
553	MEMORANDUM DATE: March 3, 2015 TO: Add to Reading List Source URL: www.chx.com Language: English - Date: 2015-03-03 22:32:17
554	S U R V E Y o f t h e OT C D er i va t i ves M A R K E T I N A U S T R A L IA may 2009 Add to Reading List Source URL: www.rba.gov.au Language: English - Date: 2009-09-24 22:38:43 Stock market Financial markets United States housing bubble Over-the-counter Self-regulatory organizations Collateral management Derivative Credit default swap Futures contract Financial economics Finance Financial system
555	February 27, 2015 MR[removed]Chicago Stock Exchange, Inc. Market Regulation Department Information Memorandum Add to Reading List Source URL: www.chx.com Language: English - Date: 2015-02-27 16:08:53 Investment Finance Self-regulatory organizations Chicago Stock Exchange Order Regulation NMS Uptick rule Price limit Short Financial markets Stock market Financial economics
556	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]March 6, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 14:30:08 United States Securities and Exchange Commission Securities Exchange Act Financial economics Investment Financial regulation U.S. Securities and Exchange Commission New York Stock Exchange Security Stock market United States securities law 73rd United States Congress
557	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]March 6, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 14:13:58 Securities Exchange Act U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Financial regulation Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
558	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]March 6, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change to Revise ICC End-of-Day Price D Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 14:15:47 United States Securities and Exchange Commission Investment Securities Exchange Act Futures contract Order Financial system Financial markets Financial economics United States securities law 73rd United States Congress
559	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]March 4, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 10:40:28 Stock market Order
560	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]March 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 14:43:12 Finance United States securities law Financial markets Financial regulation Short selling Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission Short Financial economics Stock market Investment

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